Guggenheim Investor Services, LLC
CIK 885730 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Guggenheim Investor Services, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 2, 2026 | X-17A-5 | 0000885730-26-000002 |
| Feb 26, 2025 | X-17A-5 | 0000885730-25-000003 |
| Mar 20, 2024 | X-17A-5/A | 0000885730-24-000003 |
| Feb 21, 2024 | X-17A-5 | 0000885730-24-000001 |
| Feb 21, 2023 | X-17A-5 | 0000885730-23-000001 |
| Feb 18, 2022 | X-17A-5 | 0000885730-22-000001 |
| Feb 22, 2021 | X-17A-5 | 0000885730-21-000002 |
| Mar 2, 2020 | X-17A-5 | 9999999997-21-000799 |
| Mar 2, 2020 | FOCUSN | 9999999997-21-000800 |
| Feb 25, 2019 | FOCUSN | 9999999997-19-001754 |
| Feb 25, 2019 | X-17A-5 | 9999999997-19-001560 |
| Feb 28, 2018 | X-17A-5 | 9999999997-18-001634 |
| Feb 28, 2018 | FOCUSN | 9999999997-18-001732 |
| Feb 28, 2017 | X-17A-5 | 9999999997-17-001997 |
| Feb 28, 2017 | FOCUSN | 9999999997-17-004335 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-021478 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-021479 |
| Mar 2, 2015 | X-17A-5 | 9999999997-15-003770 |
| Mar 2, 2015 | FOCUSN | 9999999997-15-006342 |
| Feb 28, 2014 | X-17A-5 | 9999999997-14-003769 |
| Feb 28, 2014 | FOCUSN | 9999999997-14-006912 |
| Mar 1, 2013 | FOCUSN | 9999999997-13-007379 |
| Mar 1, 2013 | X-17A-5 | 9999999997-13-003791 |
| Jun 7, 2012 | FOCUSN | 9999999997-12-011984 |
| Jun 7, 2012 | X-17A-5 | 9999999997-12-012033 |