Smbc Nikko Securities America, Inc.
CIK 875890 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Smbc Nikko Securities America, Inc..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 2, 2026 | X-17A-5 | 0000875890-26-000003 |
| Mar 3, 2025 | X-17A-5 | 0000875890-25-000004 |
| Feb 29, 2024 | X-17A-5 | 0000875890-24-000004 |
| Feb 28, 2023 | X-17A-5 | 0000875890-23-000006 |
| Mar 1, 2022 | X-17A-5 | 0000875890-22-000003 |
| Mar 1, 2021 | X-17A-5 | 0000875890-21-000003 |
| Jan 4, 2021 | FOCUSN | 9999999997-21-001373 |
| Feb 27, 2020 | X-17A-5 | 0000875890-20-000002 |
| Feb 27, 2019 | X-17A-5 | 0000875890-19-000003 |
| Feb 26, 2018 | X-17A-5 | 0000875890-18-000002 |
| Feb 24, 2017 | X-17A-5 | 0000875890-17-000002 |
| Feb 25, 2016 | X-17A-5 | 0000875890-16-000004 |
| Feb 26, 2015 | X-17A-5 | 9999999997-15-002097 |
| Feb 26, 2015 | FOCUSN | 9999999997-15-004744 |
| Feb 25, 2014 | X-17A-5 | 9999999997-14-002465 |
| Feb 25, 2014 | FOCUSN | 9999999997-14-006472 |
| Feb 22, 2013 | X-17A-5 | 9999999997-13-001278 |
| Feb 22, 2013 | FOCUSN | 9999999997-13-004670 |
| Feb 29, 2012 | X-17A-5 | 9999999997-12-010160 |
| Mar 1, 2011 | X-17A-5 | 9999999997-11-006315 |
| Mar 1, 2011 | FOCUSN | 9999999997-11-007412 |
| Mar 1, 2010 | FOCUSN | 9999999997-10-002827 |
| Mar 1, 2010 | X-17A-5 | 9999999997-10-002923 |
| Mar 2, 2009 | FOCUSN | 9999999997-09-014211 |
| Mar 2, 2009 | X-17A-5 | 9999999997-09-010256 |