Cathay Securities, Inc.
CIK 828688 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Cathay Securities, Inc..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Apr 16, 2026 | X-17A-5 | 0000828688-26-000004 |
| Apr 3, 2025 | X-17A-5 | 9999999997-25-002071 |
| Jul 9, 2024 | X-17A-5 | 9999999997-24-003278 |
| Apr 5, 2023 | X-17A-5/A | 0000828688-23-000008 |
| Mar 30, 2023 | X-17A-5 | 0000828688-23-000007 |
| Mar 1, 2022 | X-17A-5 | 0000828688-22-000003 |
| Mar 2, 2021 | X-17A-5 | 0000828688-21-000002 |
| Mar 2, 2020 | X-17A-5 | 0000828688-20-000003 |
| Mar 11, 2019 | X-17A-5 | 9999999997-19-001082 |
| Mar 1, 2018 | X-17A-5 | 9999999997-18-004434 |
| Mar 1, 2017 | X-17A-5 | 9999999997-17-001668 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-021103 |
| Mar 3, 2015 | X-17A-5 | 9999999997-15-004295 |
| Mar 4, 2014 | X-17A-5 | 9999999997-14-004024 |
| Feb 27, 2013 | X-17A-5 | 9999999997-13-005775 |
| Feb 28, 2012 | X-17A-5 | 9999999997-12-002711 |
| Feb 24, 2011 | X-17A-5 | 9999999997-11-002916 |
| Feb 25, 2010 | X-17A-5 | 9999999997-10-003327 |
| Feb 25, 2009 | X-17A-5 | 9999999997-09-007532 |
| Feb 27, 2008 | X-17A-5 | 9999999997-08-008366 |
| Feb 26, 2007 | X-17A-5 | 9999999997-07-010178 |
| May 15, 2006 | X-17A-5/A | 9999999997-06-026522 |
| Mar 8, 2006 | X-17A-5 | 9999999997-06-020935 |
| Feb 25, 2005 | X-17A-5 | 9999999997-05-009588 |
| Mar 29, 2004 | X-17A-5/A | 9999999997-04-016302 |