Rice Securities, LLC
CIK 826550 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Rice Securities, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 19, 2026 | X-17A-5 | 0000826550-26-000002 |
| Mar 6, 2025 | X-17A-5 | 0000826550-25-000001 |
| Mar 7, 2024 | X-17A-5 | 0000826550-24-000003 |
| Mar 30, 2023 | X-17A-5 | 0000826550-23-000002 |
| Jun 22, 2022 | MA-I/A | 0000826550-22-000013 |
| May 12, 2022 | MA-I/A | 0000826550-22-000007 |
| May 12, 2022 | MA-I/A | 0000826550-22-000005 |
| May 12, 2022 | MA-I/A | 0000826550-22-000006 |
| May 12, 2022 | MA-I/A | 0000826550-22-000010 |
| May 12, 2022 | MA-I/A | 0000826550-22-000008 |
| May 12, 2022 | MA-I/A | 0000826550-22-000009 |
| Apr 29, 2022 | MA-W | 0000826550-22-000004 |
| Mar 24, 2022 | X-17A-5 | 0000826550-22-000002 |
| Mar 5, 2021 | X-17A-5 | 9999999997-23-001148 |
| Mar 2, 2021 | FOCUSN | 9999999997-21-001987 |
| Jan 13, 2021 | MA-A | 0000826550-21-000003 |
| Jan 13, 2021 | MA-A | 0000826550-21-000004 |
| Feb 28, 2020 | FOCUSN | 9999999997-20-005126 |
| Feb 28, 2020 | X-17A-5 | 9999999997-20-002301 |
| Jul 12, 2019 | MA-I/A | 0000826550-19-000017 |
| Feb 8, 2019 | MA-I | 0000826550-19-000011 |
| Feb 8, 2019 | MA-I | 0000826550-19-000013 |
| Feb 8, 2019 | MA-I | 0000826550-19-000012 |
| Feb 6, 2019 | MA-I/A | 0000826550-19-000007 |
| Feb 6, 2019 | MA-I/A | 0000826550-19-000008 |