Roth Capital Partners, LLC
CIK 748532 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Roth Capital Partners, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Aug 27, 2026 | X-17A-5 | 0000748532-26-000003 |
| Aug 28, 2025 | X-17A-5 | 0000748532-25-000007 |
| Aug 29, 2024 | X-17A-5 | 0000748532-24-000003 |
| Sep 19, 2023 | X-17A-5 | 9999999997-23-004475 |
| Sep 19, 2023 | FOCUSN | 9999999997-23-004419 |
| Sep 16, 2022 | FOCUSN | 9999999997-22-004283 |
| Sep 6, 2022 | X-17A-5 | 9999999997-22-004378 |
| Aug 27, 2021 | X-17A-5 | 9999999997-21-005281 |
| Aug 28, 2020 | FOCUSN | 9999999997-21-000444 |
| Aug 24, 2020 | X-17A-5 | 9999999997-21-000443 |
| May 28, 2020 | 4/A | 0001104659-20-067162 |
| May 28, 2020 | 4 | 0001104659-20-067172 |
| May 11, 2020 | 4 | 0001104659-20-059710 |
| May 8, 2020 | 3 | 0001104659-20-058934 |
| Aug 28, 2019 | X-17A-5 | 9999999997-19-006764 |
| Aug 28, 2019 | FOCUSN | 9999999997-19-006800 |
| Aug 30, 2018 | FOCUSN | 9999999997-18-007581 |
| Aug 30, 2018 | X-17A-5 | 9999999997-18-007540 |
| Aug 29, 2017 | X-17A-5 | 0000748532-17-000007 |
| Jun 15, 2017 | MA-I/A | 0000748532-17-000004 |
| Jun 12, 2017 | MA-W | 0000748532-17-000003 |
| Feb 9, 2017 | SC 13G/A | 0000902664-17-000872 |
| Aug 29, 2016 | X-17A-5/A | 9999999997-16-025460 |
| Aug 29, 2016 | FOCUSN | 9999999997-16-025501 |
| Aug 26, 2016 | X-17A-5 | 0000748532-16-000010 |