Cetera Investment Services LLC
CIK 745401 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Cetera Investment Services LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Feb 27, 2026 | X-17A-5 | 0000745401-26-000009 |
| Feb 27, 2025 | X-17A-5 | 0000745401-25-000005 |
| Feb 27, 2024 | X-17A-5 | 0000745401-24-000003 |
| Feb 24, 2023 | X-17A-5 | 0000745401-23-000005 |
| Feb 25, 2022 | X-17A-5 | 0000745401-22-000002 |
| Feb 26, 2021 | X-17A-5 | 0000718856-21-000003 |
| Mar 2, 2020 | X-17A-5 | 0000745401-20-000003 |
| Mar 25, 2019 | X-17A-5 | 0000745401-19-000005 |
| Mar 1, 2019 | X-17A-5 | 0000745401-19-000004 |
| Mar 1, 2018 | X-17A-5 | 0000745401-18-000010 |
| Mar 15, 2017 | X-17A-5 | 0000745401-17-000008 |
| Apr 21, 2016 | X-17A-5 | 9999999997-16-022441 |
| Apr 21, 2016 | FOCUSN | 9999999997-16-022442 |
| Mar 2, 2015 | X-17A-5 | 9999999997-15-004639 |
| Mar 2, 2015 | FOCUSN | 9999999997-15-006262 |
| Feb 28, 2014 | FOCUSN | 9999999997-14-007270 |
| Feb 28, 2014 | X-17A-5 | 9999999997-14-002831 |
| Mar 1, 2013 | X-17A-5 | 9999999997-13-004096 |
| Mar 1, 2013 | FOCUSN | 9999999997-13-005897 |
| Feb 29, 2012 | X-17A-5 | 9999999997-12-005062 |
| Feb 29, 2012 | FOCUSN/A | 9999999997-13-011988 |
| Feb 29, 2012 | FOCUSN | 9999999997-12-006951 |
| Mar 1, 2011 | X-17A-5 | 9999999997-11-005530 |
| Mar 1, 2011 | FOCUSN | 9999999997-11-007677 |
| Feb 26, 2010 | FOCUSN | 9999999997-10-002837 |