Nuveen Securities, LLC

CIK 73387 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Nuveen Securities, LLC.

Recent SEC filings

FiledFormAccession number
Feb 27, 2026X-17A-50000073387-26-000003
Feb 28, 2025X-17A-50000073387-25-000001
Feb 28, 2024X-17A-50000073387-24-000003
Dec 6, 202340-APP0001193125-23-289864
Nov 22, 202340-APP0001193125-23-281634
Nov 22, 2023APP WD0001193125-23-282116
Feb 28, 2023X-17A-50000073387-23-000002
Feb 28, 2022FOCUSN9999999997-22-003041
Feb 25, 2022X-17A-50000073387-22-000002
Mar 16, 202140-APP/A0001193125-21-082980
Mar 2, 2021FOCUSN9999999997-21-003373
Feb 26, 2021X-17A-50000073387-21-000004
Feb 5, 202140-APP0001193125-21-029028
Feb 28, 2020X-17A-50000073387-20-000004
Mar 1, 2019X-17A-50000073387-19-000004
Mar 1, 2018X-17A-50000073387-18-000002
Oct 2, 201740-APP0001193125-17-300757
Mar 1, 2017X-17A-50000073387-17-000004
Mar 4, 201640-APP/A0001193125-16-492803
Feb 29, 2016X-17A-50000073387-16-000008
Nov 17, 201540-APP/A0001193125-15-379478
Oct 2, 201540-APP0001193125-15-336227
Jun 3, 201540-APP/A0001193125-15-211829
Mar 2, 2015X-17A-59999999997-15-007877
Feb 27, 201540-APP0001193125-15-069290