Bates Securities, Inc.
CIK 704744 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Bates Securities, Inc..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| May 1, 2026 | X-17A-5 | 0000704744-26-000001 |
| May 5, 2025 | X-17A-5 | 0000704744-25-000002 |
| May 3, 2023 | X-17A-5 | 0000704744-23-000001 |
| May 2, 2022 | X-17A-5 | 0000704744-22-000003 |
| May 1, 2020 | X-17A-5 | 9999999997-20-004575 |
| Apr 3, 2019 | X-17A-5 | 9999999997-19-005185 |
| Oct 22, 2018 | X-17A-5 | 9999999997-20-000127 |
| Apr 12, 2017 | X-17A-5 | 9999999997-17-005529 |
| Mar 29, 2016 | X-17A-5 | 9999999997-16-021873 |
| Mar 29, 2016 | X-17A-5 | 9999999997-16-021888 |
| Mar 31, 2015 | X-17A-5 | 9999999997-15-008731 |
| Mar 31, 2015 | X-17A-5 | 9999999997-15-007359 |
| Mar 28, 2014 | X-17A-5 | 9999999997-14-007624 |
| Mar 27, 2013 | X-17A-5 | 9999999997-13-007157 |
| Mar 29, 2012 | X-17A-5 | 9999999997-15-007960 |
| Mar 29, 2012 | X-17A-5 | 9999999997-12-006026 |
| Mar 30, 2011 | FOCUSN | 9999999997-11-008191 |
| Mar 30, 2011 | X-17A-5 | 9999999997-11-008199 |
| Mar 26, 2010 | X-17A-5 | 9999999997-10-007614 |
| Mar 25, 2009 | X-17A-5 | 9999999997-09-016168 |
| Mar 28, 2008 | X-17A-5 | 9999999997-08-016917 |
| Mar 27, 2007 | X-17A-5 | 9999999997-07-016547 |
| Mar 29, 2006 | X-17A-5 | 9999999997-06-029370 |
| Mar 30, 2005 | X-17A-5 | 9999999997-05-016664 |
| Apr 19, 2004 | X-17A-5/A | 9999999997-04-019337 |