Merrill Lynch, Pierce, Fenner & Smith Incorporated
CIK 65106 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Feb 27, 2026 | X-17A-5 | 0000065106-26-000004 |
| Jan 23, 2026 | ABS-15G | 0001539497-26-000133 |
| Mar 3, 2025 | X-17A-5 | 0000065106-25-000007 |
| Feb 5, 2025 | ABS-15G | 0001128250-25-000046 |
| Feb 5, 2025 | ABS-15G | 0001128250-25-000046 |
| Feb 23, 2024 | X-17A-5 | 0000065106-24-000012 |
| Feb 9, 2024 | ABS-15G | 0000065106-24-000003 |
| Feb 24, 2023 | X-17A-5 | 0000065106-23-000005 |
| Feb 13, 2023 | ABS-15G | 0001128250-23-000035 |
| Oct 28, 2022 | FOCUSN | 9999999997-23-000138 |
| Mar 1, 2022 | FOCUSN | 9999999997-22-000794 |
| Feb 28, 2022 | X-17A-5 | 0000065106-22-000007 |
| Feb 10, 2022 | ABS-15G | 0001128250-22-000039 |
| Mar 1, 2021 | X-17A-5 | 0000065106-21-000006 |
| Feb 10, 2020 | ABS-15G | 0001128250-20-000034 |
| Apr 26, 2019 | ATS-N-C | 0001675365-19-000009 |
| Apr 26, 2019 | ATS-N-C | 0000065106-19-000012 |
| Feb 12, 2019 | ABS-15G | 0001128250-19-000063 |
| Mar 1, 2018 | FOCUSN | 9999999997-18-001856 |
| Mar 1, 2018 | X-17A-5 | 9999999997-18-001768 |
| Feb 8, 2018 | ABS-15G | 0001128250-18-000038 |
| Jul 11, 2017 | X-17A-5 | 9999999997-17-007448 |
| Mar 1, 2017 | FOCUSN | 9999999997-17-007266 |
| Mar 1, 2017 | FOCUSN/A | 9999999997-17-007449 |
| Feb 3, 2017 | ABS-15G | 0001128250-17-000041 |