Prospera Financial Services, Inc.
CIK 2303 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Prospera Financial Services, Inc..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Sep 8, 2026 | X-17A-5 | 0000002303-26-000003 |
| Sep 5, 2025 | X-17A-5 | 0000002303-25-000008 |
| Sep 3, 2024 | X-17A-5 | 0000002303-24-000002 |
| Aug 31, 2023 | X-17A-5 | 0000002303-23-000004 |
| Sep 26, 2022 | X-17A-5 | 0000002303-22-000006 |
| Sep 28, 2021 | FOCUSN | 9999999997-21-005632 |
| Sep 28, 2021 | X-17A-5 | 0000002303-21-000010 |
| Aug 28, 2020 | X-17A-5 | 9999999997-20-005759 |
| Aug 27, 2019 | X-17A-5 | 9999999997-19-007034 |
| Aug 28, 2018 | X-17A-5 | 9999999997-18-007634 |
| Aug 29, 2017 | X-17A-5 | 9999999997-17-008358 |
| Aug 26, 2016 | X-17A-5 | 9999999997-16-025357 |
| Aug 28, 2015 | X-17A-5 | 9999999997-15-012954 |
| Aug 28, 2014 | X-17A-5 | 9999999997-14-013252 |
| Aug 28, 2013 | X-17A-5 | 9999999997-13-014517 |
| Aug 28, 2012 | X-17A-5 | 9999999997-12-013572 |
| Sep 9, 2011 | X-17A-5/A | 9999999997-12-006582 |
| Aug 25, 2011 | X-17A-5 | 9999999997-11-015066 |
| Aug 26, 2010 | X-17A-5 | 9999999997-10-018364 |
| Nov 17, 2009 | X-17A-5/A | 9999999997-09-026942 |
| Aug 27, 2009 | X-17A-5 | 9999999997-09-024224 |
| Aug 28, 2008 | X-17A-5 | 9999999997-08-039082 |
| Aug 16, 2007 | X-17A-5 | 9999999997-07-039451 |
| Aug 25, 2006 | X-17A-5 | 9999999997-06-040410 |
| Aug 29, 2005 | X-17A-5 | 9999999997-05-040561 |