Morgan Stanley Smith Barney LLC
CIK 1457496 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Morgan Stanley Smith Barney LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Feb 25, 2026 | X-17A-5 | 0001193125-26-072428 |
| Feb 26, 2025 | X-17A-5/A | 0001193125-25-037255 |
| Feb 26, 2025 | X-17A-5 | 0001193125-25-036962 |
| Feb 26, 2024 | X-17A-5 | 0001193125-24-046152 |
| Feb 24, 2023 | X-17A-5 | 0001193125-23-048892 |
| Feb 25, 2022 | X-17A-5 | 0001193125-22-054664 |
| Feb 26, 2021 | X-17A-5 | 0001193125-21-060903 |
| Mar 2, 2020 | X-17A-5 | 0001457496-20-000004 |
| Mar 1, 2019 | X-17A-5 | 0001457496-19-000006 |
| Mar 1, 2018 | X-17A-5 | 0001457496-18-000002 |
| Mar 1, 2017 | X-17A-5 | 0000068136-17-000007 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-018517 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-018669 |
| Mar 4, 2015 | FOCUSN | 9999999997-15-006305 |
| Mar 4, 2015 | X-17A-5 | 9999999997-15-004889 |
| Mar 4, 2014 | FOCUSN | 9999999997-14-008052 |
| Mar 4, 2014 | X-17A-5 | 9999999997-14-002518 |
| Mar 1, 2013 | X-17A-5 | 9999999997-13-003191 |
| Mar 1, 2013 | FOCUSN/A | 9999999997-13-008597 |
| Mar 1, 2013 | FOCUSN/A | 9999999997-13-008603 |
| Mar 1, 2013 | FOCUSN | 9999999997-13-005841 |
| Mar 5, 2012 | FOCUSN/A | 9999999997-12-007680 |
| Feb 29, 2012 | FOCUSN | 9999999997-12-006147 |
| Feb 29, 2012 | X-17A-5 | 9999999997-12-005916 |
| Mar 2, 2011 | FOCUSN | 9999999997-11-007621 |