Wellington Shields & Co., LLC
CIK 1450943 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Wellington Shields & Co., LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 30, 2026 | X-17A-5 | 0001450943-26-000006 |
| Mar 31, 2025 | X-17A-5 | 0001450943-25-000001 |
| Mar 28, 2024 | X-17A-5 | 0001450943-24-000001 |
| Mar 1, 2023 | X-17A-5 | 0001450943-23-000001 |
| Mar 1, 2023 | X-17A-5/A | 0001450943-23-000002 |
| Mar 1, 2022 | X-17A-5 | 0001450943-22-000001 |
| Mar 1, 2021 | X-17A-5 | 0001450943-21-000001 |
| Mar 1, 2021 | X-17A-5/A | 0001450943-21-000004 |
| Feb 28, 2020 | X-17A-5 | 0001450943-20-000001 |
| Mar 1, 2019 | X-17A-5 | 9999999997-19-003296 |
| Mar 1, 2019 | FOCUSN | 9999999997-19-003586 |
| Jun 7, 2018 | X-17A-5 | 9999999997-18-006504 |
| Mar 1, 2018 | FOCUSN | 9999999997-18-003794 |
| Jul 10, 2017 | X-17A-5 | 9999999997-17-007442 |
| Mar 1, 2017 | X-17A-5 | 9999999997-17-003046 |
| Mar 1, 2017 | FOCUSN | 9999999997-17-004230 |
| Mar 1, 2017 | X-17A-5 | 9999999997-17-005995 |
| Mar 1, 2017 | FOCUSN | 9999999997-17-007556 |
| Mar 1, 2016 | X-17A-5 | 9999999997-16-019239 |
| Mar 1, 2016 | FOCUSN | 9999999997-16-019240 |
| Mar 3, 2015 | X-17A-5 | 9999999997-15-004356 |
| Apr 2, 2014 | X-17A-5 | 9999999997-14-007830 |
| Apr 2, 2014 | X-17A-5 | 9999999997-14-007821 |
| Apr 2, 2014 | FOCUSN | 9999999997-14-007852 |
| Feb 28, 2013 | FOCUSN | 9999999997-13-004762 |