Carl Marks Securities LLC
CIK 1399878 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Carl Marks Securities LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 4, 2026 | X-17A-5 | 0001399878-26-000001 |
| Mar 3, 2025 | X-17A-5 | 0001399878-25-000001 |
| Feb 29, 2024 | X-17A-5 | 0001378608-24-000002 |
| Feb 28, 2023 | X-17A-5 | 0001399878-23-000001 |
| Mar 30, 2022 | X-17A-5 | 0001399878-22-000001 |
| Feb 26, 2021 | X-17A-5 | 0001399878-21-000001 |
| Feb 26, 2020 | X-17A-5 | 0001399878-20-000004 |
| Feb 27, 2019 | X-17A-5 | 0001399878-19-000001 |
| Feb 28, 2018 | X-17A-5 | 0001399878-18-000001 |
| Feb 24, 2017 | X-17A-5 | 0001399878-17-000002 |
| Feb 24, 2016 | X-17A-5 | 0001399878-16-000005 |
| Feb 27, 2015 | FOCUSN | 9999999997-15-004825 |
| Feb 27, 2015 | X-17A-5 | 9999999997-15-003116 |
| Feb 27, 2014 | X-17A-5 | 9999999997-14-002379 |
| Feb 27, 2013 | X-17A-5 | 9999999997-13-005773 |
| Feb 28, 2012 | X-17A-5 | 9999999997-12-005965 |
| Feb 25, 2011 | X-17A-5 | 9999999997-11-004140 |
| Mar 2, 2010 | X-17A-5 | 9999999997-10-005859 |