Compass Point Research & Trading, LLC
CIK 1223585 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Compass Point Research & Trading, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Jun 23, 2026 | X-17A-5 | 0001493152-26-029755 |
| Mar 25, 2025 | X-17A-5 | 9999999997-25-001442 |
| Mar 5, 2024 | FOCUSN | 9999999997-24-001024 |
| Feb 28, 2024 | X-17A-5 | 9999999997-24-001137 |
| Mar 1, 2023 | X-17A-5 | 9999999997-23-001581 |
| Mar 1, 2023 | FOCUSN | 9999999997-23-001633 |
| Feb 28, 2022 | FOCUSN | 9999999997-22-002731 |
| Feb 28, 2022 | X-17A-5 | 9999999997-22-002827 |
| Mar 2, 2021 | X-17A-5 | 9999999997-21-001867 |
| Mar 3, 2020 | FOCUSN | 9999999997-20-002098 |
| Mar 3, 2020 | X-17A-5 | 9999999997-20-001997 |
| Mar 1, 2019 | X-17A-5 | 9999999997-19-003743 |
| Mar 1, 2019 | FOCUSN | 9999999997-19-003870 |
| Mar 1, 2018 | X-17A-5 | 9999999997-18-003876 |
| Mar 1, 2018 | FOCUSN | 9999999997-18-003877 |
| Feb 27, 2017 | X-17A-5 | 9999999997-17-001930 |
| Feb 27, 2017 | FOCUSN | 9999999997-17-001473 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-018677 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-019103 |
| Mar 4, 2015 | X-17A-5/A | 9999999997-15-008719 |
| Mar 4, 2015 | FOCUSN/A | 9999999997-15-006418 |
| Mar 2, 2015 | X-17A-5 | 9999999997-15-003738 |
| Mar 2, 2015 | FOCUSN | 9999999997-15-006340 |
| Feb 28, 2014 | X-17A-5 | 9999999997-14-003619 |
| Feb 28, 2014 | FOCUSN | 9999999997-14-007226 |