Smith Capital Markets, LLC.
CIK 1175643 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Smith Capital Markets, LLC..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 30, 2026 | X-17A-5 | 0001175643-26-000001 |
| Mar 21, 2025 | X-17A-5 | 0001175643-25-000001 |
| Mar 4, 2024 | X-17A-5 | 0001175643-24-000001 |
| Mar 23, 2023 | X-17A-5 | 0001175643-23-000002 |
| Mar 10, 2023 | FOCUSN | 9999999997-23-002226 |
| Feb 22, 2022 | FOCUSN | 9999999997-22-004307 |
| Feb 22, 2022 | X-17A-5 | 9999999997-22-003339 |
| Feb 5, 2021 | FOCUSN | 9999999997-21-002894 |
| Feb 5, 2021 | X-17A-5 | 9999999997-21-002395 |
| Feb 27, 2020 | X-17A-5 | 9999999997-20-002753 |
| Feb 27, 2020 | FOCUSN | 9999999997-20-001514 |
| Feb 26, 2019 | FOCUSN | 9999999997-19-001438 |
| Feb 26, 2019 | X-17A-5 | 9999999997-19-001307 |
| Mar 1, 2018 | FOCUSN | 9999999997-18-003722 |
| Mar 1, 2018 | X-17A-5 | 9999999997-18-003721 |
| Feb 28, 2017 | X-17A-5 | 9999999997-17-003582 |
| Feb 28, 2017 | FOCUSN | 9999999997-17-003629 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-018604 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-020060 |
| Feb 27, 2015 | FOCUSN | 9999999997-15-005182 |
| Feb 27, 2015 | X-17A-5 | 9999999997-15-002130 |
| Feb 28, 2014 | FOCUSN | 9999999997-14-007268 |
| Feb 28, 2014 | X-17A-5 | 9999999997-14-002828 |
| Mar 1, 2013 | X-17A-5 | 9999999997-13-004881 |
| Mar 1, 2013 | FOCUSN | 9999999997-13-007814 |