Advisors Asset Management, Inc.
CIK 1076557 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Advisors Asset Management, Inc..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Mar 20, 2026 | 40-APP | 0001213900-26-032423 |
| Feb 27, 2026 | X-17A-5 | 0001076557-26-000002 |
| Jan 23, 2026 | 40-APP/A | 0001213900-26-006936 |
| Oct 6, 2025 | 40-APP | 0001213900-25-096212 |
| Jun 26, 2025 | 40-APP/A | 0001213900-25-058334 |
| May 2, 2025 | 40-APP/A | 0001398344-25-008546 |
| Feb 28, 2025 | X-17A-5 | 0001076557-25-000004 |
| Jan 15, 2025 | 40-APP | 0001398344-25-000702 |
| Feb 29, 2024 | X-17A-5 | 0001076557-24-000002 |
| Mar 31, 2023 | X-17A-5 | 0001076557-23-000005 |
| Feb 28, 2022 | X-17A-5 | 0001076557-22-000001 |
| Mar 1, 2021 | X-17A-5 | 0001076557-21-000002 |
| Mar 2, 2020 | X-17A-5 | 9999999997-20-003590 |
| Mar 2, 2020 | FOCUSN | 9999999997-20-003489 |
| Mar 1, 2019 | X-17A-5 | 9999999997-19-003989 |
| Mar 1, 2019 | FOCUSN | 9999999997-19-004239 |
| Mar 1, 2018 | X-17A-5 | 9999999997-18-002256 |
| Mar 1, 2018 | FOCUSN | 9999999997-18-002195 |
| Mar 2, 2017 | X-17A-5 | 9999999997-17-005939 |
| Mar 2, 2017 | FOCUSN | 9999999997-17-004907 |
| Feb 28, 2017 | X-17A-5 | 9999999997-17-002009 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-020034 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-018588 |
| Mar 2, 2015 | X-17A-5 | 9999999997-15-003270 |
| Mar 2, 2015 | FOCUSN | 9999999997-15-003271 |