Capital One Securities, Inc.
CIK 1048281 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Capital One Securities, Inc..
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Feb 6, 2026 | X-17A-5 | 0001048281-26-000001 |
| Feb 14, 2025 | X-17A-5 | 0001048281-25-000001 |
| Feb 21, 2024 | X-17A-5 | 0001048281-24-000002 |
| Feb 16, 2023 | X-17A-5 | 0001048281-23-000002 |
| Feb 23, 2022 | X-17A-5 | 0001048281-22-000002 |
| Mar 1, 2021 | X-17A-5/A | 0001048281-21-000003 |
| Feb 24, 2021 | X-17A-5 | 0001048281-21-000001 |
| Feb 13, 2020 | X-17A-5 | 0001048281-20-000001 |
| Feb 14, 2019 | X-17A-5 | 0001048281-19-000003 |
| Feb 21, 2018 | X-17A-5 | 0001048281-18-000001 |
| Feb 16, 2017 | X-17A-5 | 0001048281-17-000002 |
| Feb 18, 2016 | X-17A-5 | 9999999997-16-017113 |
| Feb 18, 2016 | FOCUSN | 9999999997-16-017142 |
| Feb 27, 2015 | X-17A-5 | 9999999997-15-002994 |
| Feb 27, 2015 | FOCUSN | 9999999997-15-002998 |
| Feb 20, 2014 | X-17A-5 | 9999999997-14-015079 |
| Feb 20, 2014 | FOCUSN | 9999999997-14-006417 |
| Feb 20, 2014 | X-17A-5 | 9999999997-14-001773 |
| Feb 21, 2013 | FOCUSN | 9999999997-13-001191 |
| Feb 21, 2013 | X-17A-5 | 9999999997-13-001182 |
| Feb 15, 2012 | X-17A-5 | 9999999997-12-001043 |
| Feb 15, 2012 | FOCUSN | 9999999997-12-000981 |
| Feb 28, 2011 | FOCUSN | 9999999997-11-006392 |
| Feb 28, 2011 | X-17A-5 | 9999999997-11-003844 |
| Feb 25, 2010 | X-17A-5 | 9999999997-10-003031 |