Imperial Capital, LLC
CIK 1044199 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Imperial Capital, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Sep 9, 2026 | X-17A-5 | 0001104659-26-106211 |
| Jun 17, 2025 | X-17A-5 | 0001104659-25-060292 |
| Jun 17, 2025 | X-17A-5 | 0001104659-25-060292 |
| Mar 28, 2024 | X-17A-5 | 0001104659-24-040188 |
| Apr 4, 2023 | X-17A-5 | 0001104659-23-041258 |
| Apr 1, 2022 | X-17A-5 | 0001104659-22-041629 |
| Apr 1, 2021 | FOCUSN | 9999999997-21-003432 |
| Apr 1, 2021 | X-17A-5 | 0001104659-21-045321 |
| May 29, 2020 | X-17A-5 | 0001104659-20-067635 |
| Mar 4, 2020 | FOCUSN | 9999999997-20-003486 |
| Mar 4, 2019 | FOCUSN | 9999999997-19-002732 |
| Mar 4, 2019 | X-17A-5 | 9999999997-19-002642 |
| Mar 4, 2019 | X-17A-5 | 9999999997-19-003748 |
| Jun 25, 2018 | X-17A-5 | 9999999997-18-006615 |
| Feb 28, 2018 | FOCUSN | 9999999997-18-006616 |
| Mar 1, 2017 | X-17A-5 | 9999999997-17-002633 |
| Mar 1, 2017 | FOCUSN | 9999999997-17-004180 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-020514 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-021019 |
| Mar 2, 2015 | X-17A-5 | 9999999997-15-004088 |
| Mar 2, 2015 | FOCUSN | 9999999997-15-005810 |
| Feb 28, 2014 | FOCUSN | 9999999997-14-007082 |
| Feb 28, 2014 | X-17A-5 | 9999999997-14-003834 |
| Feb 28, 2013 | X-17A-5 | 9999999997-13-002683 |
| Feb 28, 2013 | FOCUSN | 9999999997-13-005435 |