Carolina Financial Securities, LLC
CIK 1024140 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Carolina Financial Securities, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| Apr 14, 2026 | X-17A-5 | 0001024140-26-000001 |
| Apr 14, 2025 | X-17A-5 | 0001024140-25-000002 |
| Apr 1, 2024 | X-17A-5 | 0001024140-24-000001 |
| Mar 30, 2023 | X-17A-5 | 0001024140-23-000001 |
| Mar 30, 2022 | X-17A-5 | 0001024140-22-000001 |
| Mar 1, 2021 | X-17A-5 | 0001024140-21-000002 |
| Mar 2, 2020 | FOCUSN | 9999999997-20-003384 |
| Mar 2, 2020 | X-17A-5 | 9999999997-20-003300 |
| Feb 28, 2019 | X-17A-5 | 9999999997-19-001822 |
| Feb 28, 2019 | FOCUSN | 9999999997-19-001929 |
| Feb 28, 2018 | X-17A-5 | 9999999997-18-001874 |
| Feb 28, 2018 | FOCUSN | 9999999997-18-002017 |
| Feb 28, 2017 | X-17A-5 | 9999999997-17-001741 |
| Feb 28, 2017 | FOCUSN | 9999999997-17-004649 |
| Feb 29, 2016 | FOCUSN | 9999999997-16-020732 |
| Feb 29, 2016 | X-17A-5 | 9999999997-16-020731 |
| Feb 27, 2015 | FOCUSN | 9999999997-15-005176 |
| Feb 27, 2015 | X-17A-5 | 9999999997-15-002136 |
| Feb 28, 2014 | X-17A-5 | 9999999997-14-003316 |
| Feb 28, 2014 | FOCUSN | 9999999997-14-006933 |
| Mar 1, 2013 | FOCUSN | 9999999997-13-007603 |
| Mar 1, 2013 | X-17A-5 | 9999999997-13-007602 |
| Feb 28, 2012 | X-17A-5 | 9999999997-12-007612 |
| Mar 1, 2011 | X-17A-5 | 9999999997-11-004922 |
| Apr 1, 2010 | X-17A-5/A | 9999999997-10-008312 |