Guggenheim Securities, LLC
CIK 1009953 · operating company. SEC filings, financial statements, 10-K sections, 8-K items and insider trades for Guggenheim Securities, LLC.
Recent SEC filings
| Filed | Form | Accession number |
|---|---|---|
| May 18, 2026 | MA/A | 0001009953-26-000007 |
| Apr 15, 2026 | D | 0000929638-26-001510 |
| Mar 31, 2026 | MA-A | 0001009953-26-000005 |
| Feb 25, 2026 | X-17A-5 | 0001009953-26-000003 |
| Oct 23, 2025 | MA/A | 0001009953-25-000017 |
| Oct 3, 2025 | MA-I/A | 0001009953-25-000016 |
| Jul 11, 2025 | MA-I/A | 0001009953-25-000013 |
| May 15, 2025 | MA/A | 0001009953-25-000010 |
| Mar 31, 2025 | MA-A | 0001009953-25-000008 |
| Mar 20, 2025 | MA-I | 0001009953-25-000007 |
| Mar 20, 2025 | MA-I/A | 0001009953-25-000006 |
| Mar 19, 2025 | MA-I/A | 0001009953-25-000005 |
| Mar 19, 2025 | MA-I/A | 0001009953-25-000004 |
| Mar 19, 2025 | MA-I/A | 0001009953-25-000003 |
| Feb 25, 2025 | X-17A-5 | 0001009953-25-000001 |
| Oct 2, 2024 | MA/A | 0001009953-24-000018 |
| Oct 2, 2024 | MA-I/A | 0001009953-24-000019 |
| Sep 6, 2024 | MA/A | 0001009953-24-000014 |
| Jun 28, 2024 | MA/A | 0001009953-24-000012 |
| Mar 28, 2024 | MA-A | 0001009953-24-000007 |
| Mar 6, 2024 | MA/A | 0001009953-24-000004 |
| Feb 27, 2024 | X-17A-5 | 0001009953-24-000002 |
| Aug 8, 2023 | MA/A | 0001009953-23-000017 |
| May 11, 2023 | MA-I/A | 0001009953-23-000013 |
| Apr 10, 2023 | MA/A | 0001009953-23-000011 |